Government Information

Earl Gregg Swem Library

SEC Action Lookup—Individuals

Categories: Crime/Justice,Financial Crisis/Markets,Laws/Regulations,Supreme Court/courts

https://www.sec.gov/litigations/sec-action-look-up

Identifies individuals who have been named as defendants in federal court actions related to investments.  Covers individuals charged in federal legal actions since October 1, 2014.  From the Securities and Exchange Commission