Government Information

Earl Gregg Swem Library

National Senior Investment Initiative

Categories: Advertising/Marketing,Consumer Info/Protection,Elderly,Financial Crisis/Markets

http://www.sec.gov/ocie/reportspubs/sec-finra-national-senior-investor-initiative-report.pdf

Focuses on the types of securities purchased by senior investors, the suitability of recommended investments, the training of brokerage representatives, marketing and other aspects of how investment firms deal with seniors.  From the Securities and Exchange Commission